Job Title: Compliance Review Controller (Assistant Manager)

Department: India Compliance COE

About Business line/Function: CIB

India COE Compliance Hub: The India CoE Compliance Hub serves as a strategic global partner to Compliance functions, helping safeguard the Group’s reputation and manage risk across all business lines. Organized around specialized service domains, the Hub provides expertise in Financial Security (KYC, Sanctions, and Quality Assurance), Operational Risk & Controls, Conduct, Data Governance, Market Integrity, Operational Efficiency and AI Enablement, and other transversal Compliance activities.

Working in close partnership with stakeholders across geographies and business lines, the Hub drives operational excellence, enhances risk management capabilities, fosters innovation, and supports the execution of the Group’s global Compliance strategy.

Responsibilities

Direct Responsibilities

The person will be a part of the Transversal Risk Management (TRM) team reporting to Team Lead, Non-FS Controls.





Perform testing and controls as defined by internal procedures independently or with limited guidance under the supervision of TRM Managers or their delegates in order to assess and review compliance with legal, regulatory and internal firm policy and procedure requirements
Maintain an audit trail for all work carried out during the control testing, reporting and action plan stages
Challenge the 1LoD control framework including control applicability, design, methodology (for sampling and rating) as well as other factors to ensure that the compliance risk articulated in the key objectives of the Generic Control library (GCL) or the Central Control Library (CCL) is appropriately mitigated.
Escalate weaknesses identified to TRM Managers or their delegates for discussion and further investigation if deemed necessary.
Draft and validate issues and recommendations with 1LoD stakeholders addressing the root cause of the issues with stakeholders.
Ensure

📌 Assistant Manager (Mumbai)
🏢 BNP Paribas
📍 Mumbai