This is an Internal document.

Role Title Manager-Process and Compliance

Function Digital Banking Kotak811 – Regional Sales

Job Location BKC- Mumbai

Job Role

1.Ensure compliance with SEBI & IRDAI regulations, circulars, guidelines and codes of conduct

- Monitor and interpret new regulatory developments and assess their impact on the organization
- Draft, review and implement compliance policies, procedures and internal controls in line with SEBI & IRDA requirements

4.Handle correspondence and inspection queries (if any) from SEBI & IRDA

5.Conduct internal compliance audit and reviews to ensure adherence to applicable regulations

- Provide compliance advisory support to business teams on regulatory implications of recent products, marketing materials and customer communications
- Support senior management in implementing risk management and governance frameworks

Requirement/Qualifications

1. Graduate/Post graduate
2. 5-10years’ experience in compliance or regulatory affairs in Bank/Mutual Fund/Insurance sector/Brokers etc.

3. Experience in handling regulatory inspections, audits and submissions

4. High integrity, attention to detail and ability to work independently under minimal supervision.

📌 Manager-Process and Compliance-Digital Banking Kotak 811-Regional Sales (Mumbai)
🏢 Candidate Experience site
📍 Mumbai