Work on high-impact risk and internal audit engagements across global financial services.

A leading qualified services environment is expanding its Audit & Risk Advisory team in Mumbai across Consultant, Assistant Manager and Manager levels.

This chance is built for professionals with strong internal audit + risk consulting expertise and hands-on exposure to Global Markets, Capital Markets, Asset & Wealth Management, Treasury and financial-services controls .

ABOUT THE OPPORTUNITY

You will work on risk-based internal audit and process-consulting engagements involving global banking and financial-services businesses.

The role combines control assessment, audit execution, risk analysis, stakeholder management and process improvement , with exposure to global clients and multiple business functions.

WHAT YOU'LL OWN

- Execute risk-based internal audits across banking and financial-services functions.
- Conduct process walkthroughs and prepare Risk Control Matrices (RCMs) .
- Perform Control Design Assessments (CDA) and Tests of Operating Effectiveness (TOE) .
- Identify control/process gaps and recommend practical remediation.
- Audit areas including Global Markets, Capital Markets, AWM/PWM, Treasury, Credit and Operational Risk .
- Evaluate trade lifecycle controls including confirmation, reconciliation and EOD controls.
- Assess trading desk and financial-services operations.
- Prepare high-quality audit observations, reports and actionable recommendations.
- Engage with global stakeholders to discuss findings and risk observations.
- Support process improvements, SOP development and control optimization.





THE IDEAL CANDIDATE We are looking for professionals who have actually executed risk-based audits and control testing , rather than candidates with only theoretical risk/audit exposure.

MUST HAVE

- 3–10 years relevant experience.
- Internal Audit / Risk Consulting experience.
- Experience with CDA, TOE and RCM .
- Strong understanding of Global Markets / Capital Markets .
- Exposure to equities, derivatives, treasury or credit/operational risk .
- Understanding of trade lifecycle and financial-services processes .
- Strong analytical, documentation and stakeholder-management skills.
- Experience with banking/investment-bank clients, GCCs or Big 4 environments preferred.

GOOD TO HAVE

- Asset & Wealth Management / PWM exposure.
- Third-party Risk Management.
- Treasury Audit.
- Data Analytics / Tableau / Data Visualization.
- CIA / CISA.
- Qualified CA or MBA from a strong institution.

WHY THIS OPPORTUNITY

- Work on global financial-services risk engagements .
- Gain exposure across multiple banking LOBs and geographies.
- Build deeper expertise in Capital Markets, Global Markets and financial controls .
- Opportunity to work directly with global stakeholders.
- Progress within a structured Audit & Risk Advisory environment.

ROLE DETAILS Function: Audit & Risk Advisory

Levels: Consultant / Assistant Manager / Manager

Experience: 3–10 Years

Location: Mumbai

Consultant: Up to ₹14 LPA

Assistant Manager: Up to ₹18 LPA

Manager: 2 Up to ₹30 LPA

Interview: 2–3 Rounds | 2 Virtual + Final F2F/Virtual

Notice Period: <30 Days Mandatory

📌 Audit & Risk Advisory | Consultant / Assistant Manager / Manager | Mumbai
🏢 TalixoHR
📍 Mumbai