11 Sep
|
DBS Bank
|
Mumbai
Job Purpose:
To support end-to-end RBI inspections, work with other Business/supporting units. Coordinate with internal stakeholders, tracking actions, and ensuring timely and compliant closure as per the Banks governance standards.
Key accountabilities:
- Central coordination for managing RBI inspections.
- Central coordination for managing adhoc requests/indents from RBI.
- Identification of impacted functions and facilitation of action ownership.
- Tracking and follow-up on implementation progress and closure documentation.
- Preparation of periodic management updates and dashboards.
- Liaison with business, risk, operations, and other functions to ensure regulatory compliance alignment.
- Manage the day-to-day operations of the regulatory compliance tracking tool, ensuring its smooth and efficient functioning, and actively identifies and implements improvements to its effectiveness and other related processes
- Providing additional support to compliance advisory teams as may be required.
Job Duties and Responsibilities:
- Review and facilitate closure of RBI inspections. Ensure all deliverables of RBI inspection completed within the due dates
- Coordinate assessment discussions and obtain feedback from relevant stakeholders.
- Monitor progress,
escalate delays, and ensure closure evidences are documented.
- Support internal governance forums with implementation status updates.
- Assist in continuous improvement of the circular tracking and compliance process.
- Oversee the regulatory compliance tracking tool's daily operations, ensuring smooth functioning, and drives improvements to its effectiveness and other related processes
- Support regulatory compliance head and advisory teams for additional support as may be required.
Required experience:
- 8-12 years of experience in Compliance or Regulatory function in a bank.
- Prior exposure to managing regulatory inspections and stakeholder management preferred.
Education / Preferred Qualifications: Prost Graduate / Chartered Accountant with direct experience in banking or financial services industry.
Core Competencies:
- Solid understanding of RBI and banking regulatory requirements.
- Excellent communication and coordination skills.
- Analytical mindset with attention to detail.
- Proficiency in MS Excel, Word, and SharePoint for tracking and reporting.
- Ability to manage multiple priorities and meet timelines.
📌 Assistant Vice President, Regulatory Reporting and Data Governance (Mumbai)
🏢 DBS Bank
📍 Mumbai