Overview

This role is a senior compliance and regulatory position within a Fund Management Entity (FME) under IFSCA regulations. The Principal Officer / Compliance Officer acts as the main liaison with the regulator and ensures that all fund management operations comply with laws, regulations, and internal governance standards.

It is highly regulatory-focused, with solid oversight on fund operations, AML/KYC compliance, investor onboarding, and risk management. Physical presence at the GIFT IFSC office is mandatory.

Key Responsibilities1. Regulatory & Governance
Acts as the designated Principal Officer / Compliance Officer per IFSCA (Fund Management) Regulations, 2022.
Ensures adherence to IFSCA regulations, circulars, and internal governance frameworks.
Establishes and maintains a solid compliance culture.
Regulatory Interface & Inspections
Primary contact for IFSCA and other regulatory authorities.
Handles submissions, inspections, queries, and other correspondence.
Ensures physical presence at GIFT IFSC office as required.
Compliance & Filings




Prepares and submits regulatory filings, returns, and disclosures.
Maintains a compliance calendar and reporting dashboard.
Fund & Investment Compliance
Ensures fund operations are aligned with strategy, investment objectives, and limits.
Monitors transactions, valuations, and NAV processes.
Investor Onboarding & AML/CFT
Implements AML/CFT and KYC procedures.
Oversees investor due diligence and onboarding.
Ensures compliance with local and global AML regulations.
Transaction Monitoring
Reviews fund transactions for compliance.
Investigates exceptions or red flags.
Internal Controls & Risk Management
Develops SOPs and compliance frameworks.
Conducts risk assessments and reports material breaches to management/board.
Audit & Supervisory Follow-ups
Coordinates internal and external audits, regulatory reviews.
Tracks audit findings and ensures remediation.

📌 Compliance Officer Gandhinagar
🏢 Hiring GURU
📍 Gandhinagar