This role could be based in India and Malaysia. When you start the application process you will be presented with a drop down menu showing all countries, Please ensure that you select a country where the role is based.
Key Responsibilities
Work with In-Country teams / Compliance / Tech and passing on key messages to team.
Drive improvement in processes and services based on gained knowledge.
Migrate and run BAU for In-Country Reporting function.
All aspects of tasks related to prevention, detection, assurance, and oversight of Regulatory reporting function.
Timely responses to external and internal queries.
Build tactical and strategic processes and collaborate with Technology and Change teams to deliver them.
Ensure adherence to Process Documents including regular up-dation and execution of the same.
Ensure robust control framework is enriched and followed by Reg ops team.
Manage teamwork allocations and quality delivery.
Actively participate in group Projects / changes.
People and Talent
Ensure the Regulatory Operations team is appropriately skilled, motivated and enabled to deliver and maintain a high-quality control setting across reporting function.
Adopt and promote a culture of risk awareness and accountability for controls and processes.
People need to be team players with the ability to collaborate across global Regulatory Operations team.
Risk Management
Create a control framework that effectively executes prevention, detection, Assurance and oversight processes for In-Country Regulatory Reporting functions.
Understand the system architecture limitations and remediation plans to ensure impact on day-to-day reporting can be mitigated.
Evolve, improve and question processes to ensure the team are working in an workplace of continual change while having certainty around how current DOI processes should be completed.
Ensure timely escalation of errors, omissions and technical issues impacting the performance of the reporting function.
📌 Manager, Fm Regulatory Operation Bengaluru (India)
🏢 Standard Chartered India
📍 India
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