Job Purpose
To investigate post the market surveillance activities, to identify and investigate abnormal trading practices and initiate suitable action and creating reports based on said investigation.
Key Result Areas
Daily / Weekly/ Monthly investigation related activities / internal reports/current/ existing clients/SEBI Debarred Entities/ Hedgers report , Client -Member profiling
Commodity Specific Snap and detailed investigations, Early Warning Signals
Algo based trading monitoring, developing reports, processing of alerts.
Reply to letters from regulatory authorities viz SEBI. Meeting all requirements with respect to
Investigation based on Surveillance alerts to identify instances of price manipulation, circular trading, cartelization, etc.
Disclosure on website
Enhancing Surveillance reports and alerts, develop recent reports for the team in Power BI.