Job Description:

Equirus Wealth Private Limited
Job Description
About EquirusEquirus is a leading mid market investment bank with strong practices around M&A;, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.

We pride ourselves in being a trusted Investment bank servicing customer with best results in advisory in their investments, best corporates for their growth & capital need and families in managing their wealth. Led by seasoned bankers, we work with the largest and the most reputed investors.
For more details you can visit us at www.equirus.com
About the RoleCS & Compliance Officer
This role reports to the Head of ComplianceJob description

Our Ideal Candidate:
- Someone who is detail oriented, motivated individual who should be able to multitask in a fast-paced environment.
- Someone who is able to communicate well at all levels and directly engage with Board of Directors and Managing Director on all compliance related aspects.




- Should have good drafting and communication skills.

Candidate shall be responsible for:
- Should be able to independently ensure Fund management compliances.
- Should keep abreast with the latest regulatory changes/ requirements related to SEZ Act, FME IFSCA guidelines, SEBI PMS and AIF regulations.
- Timely preparation & submission of reports with regulators & BOD.
- Maintenance of all required reports and data as per regulatory requirements.
- Drafting and vetting of agreements/ Policies & Procedures.
- Developing training material & conducting training sessions.
- Supporting recent technology initiatives & participation in new project initiatives.
- Any other tasks/responsibilities as may be assigned from time to time.

Location(s)

Mumbai

Role Requirement
(Qualification & Experience)
- Upto 3 years of relevant work experience
- Graduate + CS / LLB / LLM / CA

📌 Compliance Officer (Mumbai)
🏢 Equirus wealth
📍 Mumbai