Job Description:

Equirus Capital Private Limited
Job Description
About EquirusEquirus is a leading mid‐market investment bank with strong practices around M&A;, PE, Capital Markets, Institutional Equities, Wealth Management, Insurance Broking, and Portfolio Management Services.

We pride ourselves in being a trusted Investment bank servicing customer with best results in advisory in their investments, best corporates for their growth & capital need and families in managing their wealth. Led by seasoned bankers, we work with the largest and the most reputed investors.
For more details you can visit us at www.equirus.com
About the RoleCompliance Manager – Merchant Banking
This role reports to the Head of Business
Job description
We are looking out for a diligent, law-abiding, ethical, and meticulous Compliance Officer to join our team.

Candidate shall be responsible for:
- Ensuring end to end compliance with provisions of the Companies Act 2013 and all acts / regulations pertaining to capital market intermediaries.




- Managing the Audit and other requirements of the license / membership pertaining to the company on a end to end basis across multiple products.
- Ensuring compliance under SEBI (Merchant Banking) Regulations, SEBI (Prohibition of Insider Trading) Regulations and all other applicable law to Merchant Banker.
- Understanding and implementing compliance frameworks concerning Chinese Walls, Wall Crossing, Insider Information, and other Investment Banking and Equities business dynamics to ensure a robust compliance system.
- Any other compliance matters as assigned from time to time.
- Identify and implement compliance – recent circulars / regulatory requirements / discuss and provide feedback & impact analysis or respond to discussion papers / proposed guidelines / changes as expected to be coming on the fore.
- Candidate should be able to communicate well at all levels and directly engage with Board of Directors and Managing Director and with all regulators on

📌 Compliance Officer (Mumbai)
🏢 Equirus
📍 Mumbai