12 Sep
|
BDO India
|
Mumbai
Designation: Associate Director
Experience: 10 -15 years of relevant PQE
Qualification: CS mandatory; LLB/LLM or additional compliance certifications preferred.
Function: Compliance & Regulatory
Location: Mumbai - Dadar
About the role:
We are seeking a compliance skilled to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.
Key Responsibilities:
Manage the firm's compliance framework across all business units and support functions. Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements. Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies. Draft and review compliance policies, SOPs, and internal guidelines.
Conduct risk assessments and compliance audits across departments. Manage regulatory filings, submissions, and correspondence with authorities. Support compliance training and awareness programs across the firm. Work closely with internal legal, risk, and HR teams as well as external counsel and consultants. Support internal investigations into compliance breaches or concerns. Maintain records and reporting mechanisms for compliance monitoring and tracking. Provide regular updates and reports to senior management and the Board, as applicable. Key Requirements:
10-15 years of experience in legal and regulatory compliance roles. CS mandatory; LLB/LLM or additional compliance certifications preferred. Strong understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance. Experience advising senior leadership and managing cross-functional compliance matters. Proven ability to manage teams and compl
📌 Associate Director (Mumbai)
🏢 BDO India
📍 Mumbai