12 Sep
|
Mangalam Placement
|
Mumbai
12 Sep
Mangalam Placement
Mumbai
Role & responsibilities
experience in the stock broking industry. The ideal candidate should be a qualified Chartered Accountant / Company Secretary (CS) and LLB with solid expertise in exchange compliances, regulatory filings and building robust compliance processes and frameworks. The candidate will be responsible for ensuring compliance with SEBI, NSE, BSE, MCX, CDSL etc. and other regulatory requirements while strengthening internal compliance systems.
Preferred candidate profile CA / Company Secretary (CS) + LLB (Mandatory) From Stock broking/Capital market /Financial services
📌 Sr. Exchange Compliance Exe - Capital market - Mumbai
🏢 Mangalam Placement
📍 Mumbai