12 Sep
|
BDO India
|
Mumbai
Job Description
Designation: Associate Director
nExperience: 10 -15 years of relevant PQE
nQualification: CS mandatory; LLB/LLM or additional compliance certifications preferred.
nFunction: Compliance & Regulatory
nLocation: Mumbai - Dadar
nAbout the role:
nWe are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.
nKey Responsibilities:
n
- n
- Manage the firm's compliance framework across all business units and support functions.n
- Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.n
- Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.n
- Draft and review compliance policies, SOPs,
and internal guidelines.n
- Conduct risk assessments and compliance audits across departments.n
- Manage regulatory filings, submissions, and correspondence with authorities.n
- Support compliance training and awareness programs across the firm.n
- Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.n
- Support internal investigations into compliance breaches or concerns.n
- Maintain records and reporting mechanisms for compliance monitoring and tracking.n
- Provide regular updates and reports to senior management and the Board, as applicable.n
nKey Requirements:
n
- n
- 10-15 years of experience in legal and regulatory compliance roles.n
- CS mandatory; LLB/LLM or additional compliance certifications preferred.n
- Solid understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance.n
- Experience advising senior l
📌 Associate Director (Mumbai)
🏢 BDO India
📍 Mumbai