Responsibilities:
Team oversees operational risks & conduct controls for MARK/Front Office Business Line. Acting as the FLOD - First Line of Defense of the firm which focus on the identification of any Rouge trading/regulatory breaches for Front office by.
- Performing, identification & deployment of controls
- Implementing corrective or remedial actions in response to any failures identified by controls

Key responsibilities
- Executions of cases to ensure first level controls are in accordance with regulatory or internal requirements. Ensuring controls are run/executed in a risk-controlled setting with adequate checks.
- Handling of complex activity which are non-SOP in nature
- Ability to perform independent checks, recognize fictitious/inconsistent patterns, constantly challenging the process and the ability to work with limited training and dynamic environment
- Accountability to autonomously work on multiple topics under high pressure and be flexibility to support the business requirement.
- Produce KPIs for Paris/Local management and worldwide stake holders.




- Reporting, tracking and follow up of control exceptions with Front Office /Middle Office / Compliance / COO / ITEC support / ORCM/ OSM’s etc. Work in conjunction with business to understand business, concerns, future plans and provide support to mitigate risk.
- Deliver 100% quality production by way of Controlling, Monitoring, Analyzing and Completion of activities and tasks.
- Manage Internal & External Audits & ensure if any recommendations/observations are handled on timely manner within the stipulated deadlines.
- Communication: Ensure appropriate communication with the team, management, and all operational teams at highest standard while following the escalation matrix
- Ensure process documentation is up to date and capture any changes in the process. Collaborates with peers, Lead, Supervisor, stakeholders to implement improvements by
- Identification of control gaps and deficiencies and deve

📌 Expert (Bengaluru)
🏢 Société Générale
📍 Bengaluru