12 Sep
|
Morgan Stanley
|
Mumbai
12 Sep
Morgan Stanley
Mumbai
We are seeking someone to join our team as a Director in the Legal and Compliance division.
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Director level position within the P aralegal mutual fund and governance to support Morgan Stanley Investment Management's U.S. registered fund business.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
- Oversight and coordination of annual registration statement updates and ad hoc supplements for approximately 85 mutual funds; oversight and coordination of current fund launches, fund mergers and proxy statements
- Coordination and oversight of proxy campaigns and shareholder meetings
- Coordination and execution of all matters and responsibilities relating to the complex's Mutual Fund Board meetings,
including drafting agendas; requesting, reviewing and compiling meeting materials; and distribution of meeting materials
- Responsible for maintaining minute books and files/records of Board meetings
- Responsibilities also include help with preparation of, and maintaining files for the various fund agreements and charter documents relating to our mutual funds and minute books and files/records of Board meetings
- Prepare and assist in finalizing secretary's, officer's and incumbency certificates
- Working with attorneys, provide corporate governance, Board and fund related information to internal and external parties
- Various other responsibilities in connection with day-to-day oversight of a large mutual fund complex Requirements
What you'll bring to the role:
- Typically, 5+ years' relevant experience would generally be expected to find the skills required for this role
- Solid track record working in a p
📌 Director, Paralegal (Mumbai)
🏢 Morgan Stanley
📍 Mumbai