Job Title: Team Member - Trade and Communication Surveillance

Department: Risk Team

Position Grade Range: Basis eligibility and evaluation

Location: Lower Parel, Mumbai

Who we Are?

Axis Asset Management Company Ltd (Axis AMC), founded in 2009, is one of India's largest and fastest-growing mutual funds. We proudly serve over 1.3 crore customers across 100+ cities with utmost humility.

Our success is built on three founding principles:
Long Term Wealth Creation
Customer-Centric Approach
Sustainable Relationships

Our investment philosophy emphasizes risk management and encourages partners and investors to move from transactional investing to fulfilling critical life goals. We offer a diverse range of investment solutions to help customers achieve financial independence and a happier tomorrow.

Our recent accolades:
Outstanding Place to Work Certification (Feb 2024- Feb 2025)
Brandon Hall Group HCM Excellence Awards for Learning & Development 2022 - Silver Award
Morningstar Awards 2022: Best Fund House: Equity, Debt & Overall
Outlook Money Awards 2021:



GOLD in Equity AMC of the Year 2021
World Leadership Congress & Awards 2022: Business Transformation Leadership Awards Digital Transformation Project (Mobile App)

Key Responsibilities:

To help the organization in establishing, implementing, and overseeing various Risk
Management practices and policies. To monitor a firm’s trading activity using surveillance
applications to safeguard the firm against any reputational and/or financial risk.
Assisting team members with daily reviewing and analyzing of surveillance s and/or
exception reports. Properly documenting the review and disposition of the exceptions with
an appropriate rationale as well as escalating matters with relevant stakeholders if there are
any true exceptions.
Review of various modes of recorded communication, i.e. chats, voice, CCTV etc. used by the investment team and identify any unusual activity and potential risk issues.
Participa

📌 Deputy Manager Mumbai
🏢 Axis Mutual Fund
📍 Mumbai