13 Sep
|
Intellectual Capital HR Consulting
|
India
13 Sep
Intellectual Capital HR Consulting
India
Job Type: Full-time
Job DescriptionPrincipal Officer – GIFT City (AMC)nIndustry: Asset Management (AMC) | Wealth Management | Multi-Family OfficenLocation: GIFT City, Gandhinagar, GujaratnJob Type: Full-Time (On-site)nCTC: TBD (Commensurate with experience)nRole OverviewnThe Principal Officer will serve as the designated statutory lead overseeing regulatory, compliance, and operational requirements for the company's IFSCA-registered Fund Management Entity at GIFT City. This dual-function role combines AMC/Fund Operations & Regulatory Compliance with Fundamental Research & Portfolio Strategy across Indian and US markets.nKey Responsibilitiesn1. AMC Operations & Custodian Managementnn Trade Execution & Allocation: Oversee cross-border trade execution (US and Indian products), rebalancing, and lot-level allocations across fund/PMS schemes.n Ecosystem Coordination: Act as the primary operational contact for custodians, fund accountants, RTAs, and partner AMCs for settlements, reconciliations, and reporting.nn2. IFSCA Regulatory & Statutory Compliancenn Regulatory Interface: Serve as the designated Principal Officer for IFSCA, GIFT SEZ, and statutory auditors; coordinate audits, inspections,
and regulatory notices.n Filings & Frameworks: Manage periodic statutory filings, maintain compliance calendars, and enforce AML/CFT, KYC, and FATCA/CRS frameworks under IFSCA guidelines.nn3. Investment Research & Analysisnn Macro Insights: Monitor macroeconomic trends, interest rate decisions, and central bank policies across US and Indian markets.n Company Coverage: Conduct fundamental analysis, quarterly earnings tracking, financial modeling, and strategic corporate action evaluations to produce actionable investment notes.nnPreferred Candidate Profilenn Education: Postgraduate in Finance, Law, Commerce, MBA (Finance), CA, or CFA.n Experience: Minimum 3+ years in securities markets, fund management, AMC, PMS, wealth management, or regulatory functions; must meet IFSCA "Fit & Proper" criteria.n Skills: Robust knowledge of IFSCA/SEBI regulations and AML norms; proficiency in Excel, financial modeling, and PMS/trading systems.nnKey Highlightsnn Low organizational hierarchy with direct access to senior leadership.n High growth potential in India's primary international financial center.n
📌 Principal officer AMC Gift City (India)
🏢 Intellectual Capital HR Consulting
📍 India