Responsibilities:
Team oversees operational risks & conduct controls for MARK/Front Office Business Line. Acting as the FLOD - First Line of Defense of the firm which focus on the identification of any Rouge trading/regulatory breaches for Front office by.
Performing, identification & deployment of controls
Implementing corrective or remedial actions in response to any failures identified by controls

Key responsibilities
Executions of cases to ensure first level controls are in accordance with regulatory or internal requirements. Ensuring controls are run/executed in a risk-controlled setting with adequate checks.
Handling of complex activity which are non-SOP in nature
Ability to perform independent checks, recognize fictitious/inconsistent patterns, constantly challenging the process and the ability to work with limited training and agile workplace
Accountability to autonomously work on multiple topics under high pressure and be flexibility to support the business requirement.
Produce KPIs for Paris/Local management and worldwide stake holders.
Reporting,



tracking and follow up of control exceptions with Front Office /Middle Office / Compliance / COO / ITEC support / ORCM/ OSM’s etc. Work in conjunction with business to understand business, concerns, future plans and provide support to mitigate risk.
Deliver 100% quality production by way of Controlling, Monitoring, Analyzing and Completion of activities and tasks.
Manage Internal & External Audits & ensure if any recommendations/observations are handled on timely manner within the stipulated deadlines.
Communication: Ensure appropriate communication with the team, management, and all operational teams at highest standard while following the escalation matrix
Ensure process documentation is up to date and capture any changes in the process. Collaborates with peers, Lead, Supervisor, stakeholders to implement improvements by
Identification of control gaps and deficiencies and deve

📌 Expert Bengaluru
🏢 Société Générale
📍 Bengaluru