Job Description
Our client is a leading global investment bank and financial services institution with a presence across major financial markets worldwide. As part of the continued growth of its Trade Surveillance function, the firm is looking to hire a VP – Trade Surveillance for Mumbai location
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nThe role will be responsible for managing and enhancing trade surveillance processes, strengthening front-office controls, identifying potential market conduct risks, and driving greater efficiency and effectiveness across the surveillance framework.
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nKey Responsibilities:
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Lead Trade Surveillance across Equities, Derivatives, Fixed Income & Commoditiesn
Manage and enhance surveillance processes, controls & exception monitoringn
Analyse trading data to identify anomalies, trends and potential risksn
Drive resolution of data issues and improve front-office controlsn
Partner with Compliance, Risk,
Technology & Front Office teamsn
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nRequirements:
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MBA Finance with 8+ years of Trade Surveillance experience with global investment banking firm.n
Robust knowledge of Equities, Derivatives & Fixed Incomen
Experience with Nasdaq Trade Surveillance, TradingHub or Actimizen
Solid SQL/Tableau and data analytics skillsn
Exposure to Bloomberg/LSEG Workspacen
Robust understanding of regulatory and market conduct requirementsn
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nPlease note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.
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