Description

This is an Internal document.
Role Title Manager-Process and Compliance
Function Digital Banking Kotak811 – Regional Sales
Job Location BKC- Mumbai
Job Role
1.Ensure compliance with SEBI & IRDAI regulations, circulars, guidelines and codes of conduct
Monitor and interpret recent regulatory developments and assess their impact on the organization
Draft, review and implement compliance policies, procedures and internal controls in line with SEBI & IRDA requirements
4.Handle correspondence and inspection queries (if any) from SEBI & IRDA
5.Conduct internal compliance audit and reviews to ensure adherence to applicable regulations




Provide compliance advisory support to business teams on regulatory implications of recent products, marketing materials and customer communications
Support senior management in implementing risk management and governance frameworks
Requirement/Qualifications
Graduate/Post graduate
5-10years’ experience in compliance or regulatory affairs in Bank/Mutual Fund/Insurance sector/Brokers etc.
Experience in handling regulatory inspections, audits and submissions
High integrity, attention to detail and ability to work independently under minimal supervision.

📌 Manager Process And Compliance Digital Banking Kotak 811 Regional Sales Mumbai
🏢 Kotak Mahindra Bank
📍 Mumbai