Job DescriptionHiring | Manager /Senior Manager – Stock Broking Operations | Mumbai
NLocation: Ghatkopar, Mumbai
NCTC: Up to ₹22 LPA
NIndustry: Stock Broking / Capital Markets
NCandidates currently based in Mumbai or willing to relocate to Mumbai only.
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- About the RoleOurclient is looking for an experienced Manager /Senior Manager – Stock Broking Operations to lead the end-to-end operations of a growing stock broking business.This is not a pure compliance role.We are looking for someone who has managed the day-to-day operations of a small or mid-sized stock broking firm, including RMS, settlements, client operations, banking, billing, surveillance, reconciliations and regulatory compliance. N

nWhat You'll Be Responsible ForLead end-to-end broking operations across the organisation.
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- Manage RMS, client exposure monitoring and trading limits. N
- Oversee settlements, pay-in / pay-out and reconciliation processes. N
- Manage client ledgers, banking operations and fund movements. N
- Supervise billing, collections and operational workflows. N




- Coordinate with Accounts, RMS, Compliance, Depository and Operations teams. N
- Handle CDSL / NSDL operational coordination. N
- Ensure compliance with SEBI, NSE, BSE, KYC, AML and PMLA requirements. N
- Coordinate exchange, internal and statutory audits. N
- Prepare operational MISand management reports. N
- Improve operational processes, SOPs and internal controls. N
- Lead and mentor the operations team. N

nWe're Looking For Someone Who Has10–18 years of experience in Stock Broking / Capital Markets.
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- Hands-on experience managing broking operations in a small or mid-sized broking company. N
- Strong exposure to RMS,settlements, client operations and reconciliations. N
- Experience in banking, billing, collections and operational controls. N
- Working knowledge of CDSL / NSDL. N
- Positive understanding of SEBI, NSE & BSE regulations. N
- Experience coordinatingaudits and re

📌 Manager/Senior Manager Stock Broking Operation | Mumbai (Alibag)
🏢 Beyond Red Ocean Consulting - Client
📍 Alibag