14 Sep
|
Standard Chartered Bank
|
Bengaluru
14 Sep
Standard Chartered Bank
Bengaluru
This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ business community. Please do not contact the recruiter directly. Job Summary Role Purpose • Function purpose: The Markets Regulatory Control function enables proactive risk management by executing regulatory controls across the Markets business, in line with regulatory requirements and high standards of operational integrity. • Business partnership: Acting as a trusted partner to the Markets business, the function delivers effective control execution, solid risk management practices and data-driven insights to support informed decision-making. • Role context: This role sits within the Regulatory Onboarding Control function, which forms part of the broader Regulatory Operations team. Key Responsibilities Manager- Regulatory onboarding control" will be a key contributor in executing regulatory control across Markets control activities.
This role sits within the Markets Onboarding Regulatory control team and supports the timely and accurate execution of controls for new and evolving financial regulations, including but not limited to Dodd-Frank, SEC, CFTC, EMIR, MiFID II & UM. The incumbent will help coordinate across stakeholders to execute & evolve the controls, and ensure that front-office, operations, and support teams integrate compliance controls and regulatory specific onboarding requirements into business-as-usual (BAU) processes & do timely escalation. • Execute Controls to ensure Regulatory Control team meets CIB Onboarding Control standards and Audit requirements. • Define and execute Control framework to ensure Client agreements drafted in accordance to Legal standards and Regulations. • Collaborate with Markets Business COO, Compliance, Client Relationship Managers, Onboarding team and Technology to support Business & Client Enablement initiatives and Regulatory Compliance. • Drive continuous improvement and innovate: • Refi
📌 Manager, Trade (Bengaluru)
🏢 Standard Chartered Bank
📍 Bengaluru