Position- Compliance Officer

Location: Goregaon, Mumbai

We are looking for a Compliance Officer to manage regulatory, corporate and fund compliances for a SEBI-registered AIF.

Key Responsibilities:

- Ensure compliance with SEBI AIF Regulations, FEMA, RBI, Companies Act, ROC and KYC/AML.
- Manage regulatory filings, compliance calendars, statutory records and reporting.
- Handle investor onboarding, KYC/AML and fund-related compliances.
- Coordinate with Trustees, Custodians, Fund Accountants, RTAs, Auditors and Legal Advisors.
- Manage Board/Committee meetings, minutes and corporate governance.
- Support investment transactions and regulatory compliance.

Candidate Profile

- Qualified Company Secretary (CS)
- Graduate in Law, Commerce, Finance or related discipline
- 4-8 years of relevant experience
- Experience in AIF / Financial Services / Asset Management / Investment Management / PE/VC preferred
- Strong knowledge of SEBI, FEMA, RBI, Companies Act, ROC and KYC/AML
- Solid communication, drafting and stakeholder-management skills

📌 Compliance Officer- AIF- Mumbai
🏢 Transace Tax Hr Advisors
📍 Mumbai