15 Sep
|
BDO India
|
Mumbai
Job Description
Role Summary:
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We are seeking a compliance professional to join the compliance function at BDO India. The role involves overseeing firm-wide regulatory compliance, advising on risk mitigation, and working closely with business leaders, legal teams, and external advisors to ensure adherence to applicable laws and industry standards.
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Designation: Manager
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Reporting Manager: Director
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Experience: 8-12 years of relevant PQE
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Qualification: CS mandatory. LLB, LLM and other related courses preferred
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Function: Compliance & Regulatory
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Location: Mumbai - Dadar
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Key Responsibilities:
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- Manage the firm's compliance framework across all business units and support functions.
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- Monitor and interpret applicable laws and regulations, including Companies Act, SEBI regulations, FEMA, data privacy laws, anti-bribery and corruption laws, and other industry-specific requirements.
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- Advise leadership and internal stakeholders on regulatory changes, compliance risks, and mitigation strategies.
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- Draft and review compliance policies, SOPs, and internal guidelines.
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- Conduct risk assessments and compliance audits across departments.
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- Manage regulatory filings, submissions,
and correspondence with authorities.
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- Oversee compliance training and awareness programs across the firm.
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- Work closely with internal legal, risk, and HR teams as well as external counsel and consultants.
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- Manage internal investigations into compliance breaches or concerns.
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- Maintain records and reporting mechanisms for compliance monitoring and tracking.
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- Provide regular updates and reports to senior management and the Board, as applicable.
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Key Requirements:
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- 8-12 years of experience in regulatory compliance roles.
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- CS & LLB mandatory; LLM or additional compliance certifications preferred.
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- Strong understanding of corporate laws, financial regulations, data protection, and anti-corruption compliance.
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- Experience advising senior leadership and managing cross-functional compliance matters.
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- High analytical thinking, attention to detail, and problem-solving skills.
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- Excellent English proficiency (verbal and written).
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- Proficiency in Word, Excel, and PowerPoint.
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- Solid organizational skills and ability to adapt to changing regulatory landscapes.
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📌 Compliance Manager (Mumbai)
🏢 BDO India
📍 Mumbai