14 Sep
|
Intellectual Capital HR Consulting
|
Ahmedabad
14 Sep
Intellectual Capital HR Consulting
Ahmedabad
Principal Officer – GIFT City (AMC) Industry:
Asset Management (AMC) | Wealth Management | Multi-Family Office Location:
GIFT City, Gandhinagar, Gujarat Job Type:
Full time (In office) CTC:
TBD (Commensurate with experience) Role Overview The
Principal Officer will serve as the designated statutory lead overseeing regulatory, compliance, and operational requirements for the company's IFSCA-registered Fund Management Entity at GIFT City. This dual-function role combines
AMC/Fund Operations & Regulatory Compliance with
Fundamental Research & Portfolio Strategy across Indian and US markets. Key Responsibilities 1. AMC Operations & Custodian Management Trade Execution & Allocation:
Oversee cross-border trade execution (US and Indian products), rebalancing, and lot-level allocations across fund/PMS schemes. Ecosystem Coordination:
Act as the primary operational contact for custodians, fund accountants, RTAs, and partner AMCs for settlements, reconciliations, and reporting. 2. IFSCA Regulatory & Statutory Compliance Regulatory Interface:
Serve as the designated Principal Officer for
IFSCA , GIFT SEZ, and statutory auditors; coordinate audits, inspections, and regulatory notices.
Filings & Frameworks:
Manage periodic statutory filings, maintain compliance calendars, and enforce AML/CFT, KYC, and FATCA/CRS frameworks under IFSCA guidelines. 3. Investment Research & Analysis Macro Insights:
Monitor macroeconomic trends, interest rate decisions, and central bank policies across US and Indian markets. Company Coverage:
Conduct fundamental analysis, quarterly earnings tracking, financial modeling, and strategic corporate action evaluations to produce actionable investment notes. Preferred Candidate Profile Education:
Postgraduate in Finance, Law, Commerce, MBA (Finance), CA, or CFA. Experience:
Minimum 3 + years in securities markets, fund management, AMC, PMS, wealth management, or regulatory functions; must meet IFSCA
"Fit & Proper"
criteria. Skills:
Solid knowledge of IFSCA/SEBI regulations and AML norms; proficiency in Excel, financial modeling, and PMS/trading systems. Key Highlights Low organizational hierarchy with direct access to senior leadership. High growth potential in India's primary international financial center.
📌 Principal Officer Amc Gift City Ahmedabad
🏢 Intellectual Capital HR Consulting
📍 Ahmedabad