15 Sep
|
Tipsons Group
|
Sabarmati River
15 Sep
Tipsons Group
Sabarmati River
Job Description
- n
- Ensured compliance with regulations set by SEBI and relevant exchanges.n
- Managed submissions of daily, weekly, monthly, quarterly, annual, and event-based compliance reports.n
- Communicated and implemented circulars from stock exchanges and regulatory authorities, ensuring timely execution.n
- Updated Board and management on changes in SEBI regulations and implemented recent compliance provisions.n
- Collaborated with all departments on a daily basis to align compliance activities with internal policies.n
- Assisted and coordinated with internal auditors to facilitate evaluations and ensure regulatory compliance.n
- Maintained accurate records of compliance activities for audits and regulatory correspondence.n
📌 Compliance Executive (Sabarmati River)
🏢 Tipsons Group
📍 Sabarmati River