We're seeking someone to join our team as an Associate in the Legal and Compliance division. This team provides support services to onshore corporate secretarial team in the Legal and Compliance Division

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within the Oversight, Monitoring and Testing team.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you'll do in the role:
• The candidate will have several areas of responsibility including, but not limited to, the following:
• Access various Firm systems and ad-hoc reports to organize data utilized in testing conducted by the Branch Examiners
• Organize data into standardized formats as described in the Branch Examinations procedures
• Assist with the rollout,



extraction and certification of Compliance questionnaires completed by all WM branch personnel on an annual basis
• Respond to inquiries from Examiners and Branch Examinations management
• Assist with automation of manual activities, innovation for process improvements
• Co-ordinating with different stakeholders and ensuring deliverables are met on time

What you'll bring to the role:
- At least 2 years' relevant experience would generally be expected to find the skills required for this role
- Excellent oral and written communication skills
- Excellent time management skills and ability to execute tasks within tight deadlines
- Proficient in the Microsoft Office Suite, with robust expertise in Advanced Excel, including the use of advanced formulas, PivotTables, and data analysis techniques and has the ability to effectively leverage various internet-based applications and tools.
- Exposure to AI-powered automation tools and VBA macr

📌 Compliance Testing (Mumbai)
🏢 Morgan Stanley
📍 Mumbai