Job Summary

Senior Financial Analyst, BD - The role offers the opportunity to lead ACA's broker-dealer financial reporting function while supporting Foreside Distribution clients across accounting, regulatory, and operational processes. This position plays a critical role in ensuring financial accuracy, regulatory compliance, and high-quality client service in a fast-paced, collaborative environment.

Location: Pune

Responsibilities

- Manage and review month-end journal entries and account reconciliations to ensure financial accuracy

- Oversee monthly bank reconciliations and intercompany activity, resolving variances timely

- Prepare, review, and analyze financial statements and regulatory reports in accordance with GAAP and FINRA/SEC requirements

- Prepare and monitor broker-dealer net capital calculations

- Lead preparation, review, and submission of quarterly FOCUS filings

- Manage FINRA registration and representative renewal processes

- Support external audits by preparing documentation and responding to auditor inquiries

- Oversee calculation and reconciliation of 12b-1 fees, transaction-based compensation, and other revenue streams

- Prepare and deliver monthly and quarterly board and management reporting

- Serve as a primary point of contact for client reporting requests and escalated inquiries

To Qualify for the Role, You Will Have

- Bachelor's degree in Accounting or Finance

- Minimum of three (3) years of accounting experience

- Minimum of one (1) year of broker-dealer experience





- Strong working knowledge of GAAP and broker-dealer regulatory requirements

- Proficiency in Microsoft Office applications and Adobe Acrobat

Ideally, You'll Also Have

- Experience supporting financial reporting for investment advisors or affiliated financial services organizations

- Hands-on experience with FINRA filings, including FOCUS filings and net capital calculations

- Experience working directly with external auditors and regulatory bodies

- Exposure to client-facing financial reporting or operational support

Skills and Attributes for Success

- Ability to exercise discretion and independent judgment on matters of significance

- Demonstrated professional integrity and ethical judgment

- Strong financial analysis and analytical problem-solving skills

- Advanced understanding of accounting systems and financial reporting processes

- Ability to work independently while managing multiple priorities in a quick-paced environment

- Detail-oriented with strong organizational and time-management skills

- Effective written and verbal communication skills

- Ability to build and maintain effective working relationships with internal teams and clients

- Dependable, adaptable, and responsive to changing business and client needs

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Senior Financial Analyst , BD (Pune)
🏢 ACA Compliance Group
📍 Pune