Job DescriptionHiring | Manager /Senior Manager – Stock Broking Operations | Mumbai
NLocation: Ghatkopar, Mumbai
NCTC: Up to ₹22 LPA
NIndustry: Stock Broking / Capital Markets
NCandidates currently based in Mumbai or willing to relocate to Mumbai only.
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About the RoleOurclient is looking for an experienced Manager /Senior Manager – Stock Broking Operations to lead the end-to-end operations of a growing stock broking business.This is not a pure compliance role.We are looking for someone who has managed the day-to-day operations of a small or mid-sized stock broking firm, including RMS, settlements, client operations, banking, billing, surveillance, reconciliations and regulatory compliance. N

nWhat You'll Be Responsible ForLead end-to-end broking operations across the organisation.
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Manage RMS, client exposure monitoring and trading limits. N
Oversee settlements, pay-in / pay-out and reconciliation processes. N
Manage client ledgers, banking operations and fund movements. N
Supervise billing, collections and operational workflows. N




Coordinate with Accounts, RMS, Compliance, Depository and Operations teams. N
Handle CDSL / NSDL operational coordination. N
Ensure compliance with SEBI, NSE, BSE, KYC, AML and PMLA requirements. N
Coordinate exchange, internal and statutory audits. N
Prepare operational MISand management reports. N
Improve operational processes, SOPs and internal controls. N
Lead and mentor the operations team. N

nWe're Looking For Someone Who Has10–18 years of experience in Stock Broking / Capital Markets.
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Hands-on experience managing broking operations in a small or mid-sized broking company. N
Robust exposure to RMS,settlements, client operations and reconciliations. N
Experience in banking, billing, collections and operational controls. N
Working knowledge of CDSL / NSDL. N
Positive understanding of SEBI, NSE & BSE regulations. N
Experience coordinatingaudits and re

📌 Manager/senior Manager Stock Broking Operation Mumbai Alibag (India)
🏢 Beyond Red Ocean Consulting - Client
📍 India