Primary Role:
Transaction Monitoring: Inhouse and Depository provided PMLA RFI (FIU) alerts relating to DP Transactions.
Monitoring PMLA and Surveillance Software daily emails regarding various jobs status and ensuring failure jobs attended for rectification.
NPS Client Screening and Transaction Monitoring: NPS (PMLA RFI)
Partner Screening activity.
FATCA and CRS reporting and coordination with Consultant.
Review/ Due diligence of FIU-India alerts notified by FIU
Filing of STR
Secondary Role:
1 Helping superior in preparing the MIS reports as and when required.
2 Helping superior with any incidental task.
📌 Regulatory Compliance Specialist Aml Surat
🏢 Nj Group
📍 Surat
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