Audit Manager (CA) – FinTech

Location: Andheri, Mumbai

Experience: 8+ Years

Qualification: Chartered Accountant (CA) – Mandatory

CTC: Up to ₹50 LPA

Reporting To: COO

Industry: FinTech / Financial Services

Role Overview

We are looking for an experienced Audit Manager (CA) to lead internal audit, strengthen financial and operational controls, ensure regulatory compliance, and support risk management within a rapid-growing FinTech setting.

The role will play a key part in strengthening governance, identifying business risks, improving processes, and safeguarding the organization's financial and operational interests.

Key Responsibilities

- Conduct risk-based internal audits across Finance, Operations, Compliance, and Technology.
- Review financial controls, reconciliations, processes, and accounting practices.
- Ensure adherence to RBI guidelines, AML/KYC requirements, regulatory requirements, and internal policies .
- Identify process gaps, control weaknesses, compliance issues, and potential fraud risks.
- Prepare detailed audit reports highlighting observations, risks, and recommendations.
- Track audit observations and ensure timely closure of corrective and preventive action items.
- Coordinate with statutory auditors, regulators, external consultants, and internal stakeholders .
- Support audits related to technology, information security, and cybersecurity .
- Work closely with Finance, Compliance, Risk, Operations, Technology, Legal, and other business teams.
- Recommend improvements to strengthen internal controls, governance, risk mitigation, and operational efficiency.
- Monitor recurring audit observations and drive measures to prevent their recurrence.
- Support successful regulatory, statutory,



and internal audits.
- Provide management with insights on emerging risks and control requirements.

Required Skills & Competencies
- Strong expertise in Internal Audit, Risk Management, and Financial Controls .
- Strong understanding of RBI regulations, AML/KYC requirements, and FinTech compliance .
- Excellent analytical, investigative, and problem-solving skills.
- Strong audit planning, reporting, and documentation skills.
- Experience in stakeholder management and working with senior leadership.
- Ability to identify risks and translate audit findings into practical business recommendations.
- Ability to work independently in a fast-paced, high-growth startup/FinTech environment .
- Strong communication and presentation skills.

Qualification & Experience
- Chartered Accountant (CA) – Mandatory.
- 8+ years of relevant experience in Internal Audit, Risk, Compliance, Banking, NBFC, FinTech, or Financial Services.
- Experience in a managerial/senior audit role is preferred.
- CIA, CISA, or other relevant audit certifications will be an added advantage.

Key Performance Indicators (KPIs)
- Timely completion of planned internal audits.
- Timely closure of audit observations and compliance gaps.
- Improvement in internal controls and risk mitigation.
- Reduction in repeat audit observations.
- Successful regulatory and statutory audits.
- Identification and mitigation of emerging business and compliance risks.

Reporting & Stakeholder Management

Reports To: COO

Works Closely With:

Finance | Compliance | Risk | Operations | Technology | Legal | External Auditors

Compensation

CTC: Up to ₹50 LPA , depending on experience, expertise, and suitability for the role.

Location Andheri, Mumbai

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