About Axis Max Life

Axis Max Life Insurance Limited, formerly known as Max Life Insurance Company Ltd., is a joint venture between Max Financial Services Limited (“MFSL”) and Axis Bank Limited.

Axis Max Life Insurance offers comprehensive protection and long-term savings life insurance solutions through its multi-channel distribution, including agency and third-party distribution partners. It has built its operations over two decades through a need-based sales process, a customer-centric approach to engagement and service delivery, and a well-trained human capital.

Axis Max Life has been consistently ranked among the best workplaces by the GPTW Institute, reflecting its commitment to creating a positive and empowering work environment.

#ComeAsYouAre LGBTQIA and PwD candidates of all ages are encouraged to apply

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Position Deputy Manager

Department Legal & Compliance

Function Compliance

Reporting to VP – Compliance

Location Gurgaon (HO)

JOB SUMMARY

This role is responsible for managing end-to-end compliance activities with a focus on advertisement and disclosure review, regulatory reporting, governance processes, and compliance culture building. The incumbent will coordinate with multiple departments and regulators, support Advertisement Committee governance, ensure timely and accurate regulatory submissions, drive automation in compliance workflows, and strengthen organizational compliance awareness through trainings and engagement programs.

KEY RESPONSIBILITIES

Regulatory Compliance & Reporting

- Preparation, review and timely submission of regulatory reports to IRDAI, DFS, PFRDA, IIB, NCFE and other applicable regulators.
- Coordination with cross-functional teams for data gathering, validation,



and consolidation for regulatory submissions.
- Ensuring adherence to regulatory timelines through structured follow-ups, reminders, and escalation mechanisms.
- Conducting preliminary review of submissions to ensure completeness, accuracy, and compliance with applicable guidelines.

Advertisement & Disclosure Compliance

- Review and vetting of advertisements, marketing creatives, and disclosures to ensure compliance with regulatory and internal guidelines.
- Identification and mitigation of compliance risks in marketing and promotional communications.
- Keeping abreast of regulatory changes related to advertisements and disclosures and ensuring implementation.

Advertisement Committee Governance

- Participation in Advertisement Committee meetings.
- Preparation and consolidation of agenda items, supporting documents, and actionable insights.
- Tracking action points and ensuring closure within defined timelines.

Policy Governance & Board Processes

- Tracking of policies for Board/Committee approvals.
- Ensuring periodic review, updates, and implementation of policies in line with evolving regulations.

Process Improvement & Automation

- Driving automation initiatives across compliance processes including reporting, tracking, and review workflows.
- Enhancing efficiency, accuracy, and audit readiness through technology-enabled solutions.





Compliance Advisory

- Providing advisory support to business and functional teams on regulatory requirements and compliance interpretation.
- Assisting in implementation of recent regulations and internal compliance frameworks.

Compliance Culture & Training

- Conducting “Compliance Clinic” visits across branches to drive awareness and adherence.
- Delivering periodic functional training sessions (e.g., Marketing, E-commerce, etc.).
- Facilitating Compliance Ambassadors Program and acting as SPOC for allocated departments.
- Promoting a culture of proactive compliance across the organization.

Monitoring & Coordination

- Continuous follow-up with stakeholders for compliance deliverables.
- Maintaining trackers, dashboards, and MIS related to compliance activities.
- Supporting audits and regulatory inspections by providing required data and documentation.

Measures of Success

- Timely and error-free regulatory submissions
- Zero non-compliance in advertisement and disclosures
- Effective closure of action items from Advertisement Committee and audits
- Improved compliance awareness and training coverage
- Increased efficiency through automation initiatives

Desired Qualifications and Experience

- 4-6 years of related experience. Insurance or Financial Services Experience preferred.
- Law Graduate (LLB) will be preferred for this role.
- Strong communication and presentation skills and ability to connect with people
- Ability and passion to understand and interpret laws and regulations.

State: Home Office

Branch: Gurugram HO

Department: Legal

Function: Legal - Compliance

Posted On: 31-Aug-2026

📌 Deputy Manager - Compliance (India)
🏢 AxisMaxlife
📍 India