Company Secretary & Compliance Officer (Delhi)

Company Secretary & Compliance Officer (Delhi)

17 Sep
|
Connect Career
|
Delhi

17 Sep

Connect Career

Delhi

Location: Netaji Subhash Place, Delhi

Experience: post CS qualification 2-6 Years

Qualification: Qualified CS | ICSI Membership Mandatory

Industry: Stock Broking / Capital Markets

About the Role

We are looking for a Company Secretary & Compliance Officer with hands-on experience in Stock Broking / Capital Markets to manage secretarial, corporate governance, stock exchange and regulatory compliances.

Key Responsibilities

- Manage Board, Committee & General Meetings, minutes, notices and statutory records.
- Handle SEBI, BSE, NSE, Depository & Clearing Corporation compliances.
- Manage Listing Regulations, periodic/event-based filings and corporate actions.
- Ensure timely quarterly, half-yearly and annual regulatory/secretarial compliances.
- Monitor SEBI/Exchange circulars and ensure implementation of regulatory changes.
- Coordinate internal, concurrent and regulatory audits and inspections.
- Liaise with SEBI,



Stock Exchanges and other regulatory authorities.
- Manage compliance calendars, disclosures and statutory documentation.

MANDATORY REQUIREMENTS Qualified Company Secretary (CS) ICSI Membership Mandatory

2-6 years of post-qualification experience

Mandatory Stock Broking / Capital Markets experience

Experience in Listed or Unlisted organization Mandatory

Hands-on experience with SEBI, BSE & NSE compliances

Knowledge of Companies Act, SEBI Regulations & Listing Regulations

Exposure to Depositories / Clearing Corporations

Solid Secretarial, Regulatory Compliance & Corporate Governance experience

Candidates with prior independent experience as a Company Secretary / Compliance Officer will be preferred.

📌 Company Secretary & Compliance Officer (Delhi)
🏢 Connect Career
📍 Delhi

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