Key Responsibilities

 Manage end-to-end DP operations including account opening, modification, closure, demat/remat, transmission, pledge/unpledge, off-market transfers and other DP-related transactions.

 Ensure timely and accurate processing of all client instructions in accordance with applicable regulatory requirements.

 Monitor compliance with SEBI, NSDL/CDSL rules, regulations, circulars and operational guidelines.

 Ensure proper KYC/CKYC documentation, record maintenance and client account controls.

 Conduct and monitor DP reconciliations, identify discrepancies and ensure timely resolution.

 Maintain appropriate maker-checker controls, operational controls and audit trails.

 Coordinate with NSDL/CDSL, auditors, Compliance, Risk and other internal departments.

 Assist in Depository inspections, audits and regulatory reviews and ensure timely closure of observations.

 Prepare and review DP MIS, compliance reports and operational reports for management.

 Handle escalated DP-related client queries and grievances.

 Supervise, train and monitor the performance of the DP Operations team.





 Review existing processes and recommend improvements to strengthen operational efficiency and compliance.

Candidate Profile

 Graduate in Commerce, Finance, Business Administration or a related field.

 NISM Series VI – Depository Operations Certification is mandatory.

 5–8 years of relevant experience in DP Operations, preferably with a stock broking, Depository Participant or financial services company.

 Robust practical knowledge of NSDL/CDSL systems and DP processes.

 Positive understanding of SEBI regulations and DP compliance requirements.

 Experience in reconciliation, audits, regulatory reporting and operational controls.

 Robust attention to detail, communication, analytical and problem-solving skills.

 Prior experience managing or supervising a DP team will be preferred.

Key Skills Required DP Operations | NSDL/CDSL | SEBI Compliance | KYC/CKYC | Reconciliation | Audit & Inspection | Regulatory Reporting | Client Servicing | Internal Controls | Team Management

Skills: regulations,management,other,compliance,dp,kyc,operations,closure,regulatory reporting,reporting

📌 Dp Operations & Compliance Manager Kolkata Metropolitan Area
🏢 JB Group of companies
📍 Kolkata Metropolitan Area