Job Summary

We are looking for a meticulous and proactive Compliance Audit Associate to join our team during a period of rapid global expansion. In this role, you will serve as a primary line of defence, ensuring the rigorous application of our compliance policies and procedures across all international offices. As a key member of a dynamic, high-performing team, you will conduct internal audits of the entire consultation lifecycle-from initial expert vetting to client interaction-to mitigate risk and uphold the industry-leading standards that define the Third Bridge compliance framework.

Responsibilities

- Execute a wide range of internal audits focusing on compliance policies and procedures to ensure we are compliant with applicable laws, internal compliance procedures and pre-agreed client specific processes.
- Identify gaps, review responses and recommend improvements to business processes so that a strict compliance standard is maintained.
- Provide written and oral feedback on findings and ensure concerns are drawn to the attention of Compliance Audit senior management in a timely manner.
- Stay up-to-date with the latest compliance requirements and any relevant legislative changes.




- Work closely with our IT/ BI team to gather or explore internal data as required.
- Undertake special projects which have arisen through communication between the business and Compliance Audit senior management.

Skills

- A "detail-oriented" mindset with the ability to identify red flags and inconsistencies within a complex environment.
- Strong interpersonal skills to confidently communicate compliance requirements to diverse internal stakeholders and global team
- Thrives in a high-growth, fast-paced setting; able to manage multiple audit queues simultaneously without compromising quality.
- Excellent oral and written communication skills.

Qualifications

- 1-3 years of experience in compliance, internal audit and risk management.
- A Bachelor s degree in Finance, CA, CIA, ACCA or equivalent that requires high levels of analytical reasoning.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 Associate, Compliance Audit (Mumbai)
🏢 Third Bridge
📍 Mumbai