Controls Testing | Assurance - Tech Advisory | Bengaluru | Controls

- Job requisition ID : 108044
- Location: Bengaluru
- Entity: Deloitte South Asia LLP

The Team

The Risk Advisory & Assurance is seeking experienced Controls Testing professionals with 5-8 years of experience in Investment Banking and Wealth Management domains. The role focuses on evaluating the design and operating effectiveness of controls across Middle Office and Back Office operations, supporting operational risk management, regulatory compliance, governance, and control assurance activities while working with global stakeholders

Your work profile

- Execute periodic control testing programs across Middle Office and Back Office Operations
- Validate the design and operating effectiveness of key preventive, detective, and corrective controls
- Perform sample testing, walkthroughs, evidence reviews, and control assessments
- Identify control deficiencies, document observations, and monitor remediation activities
- Support Risk Control Self-Assessments (RCSA) and perform root cause analysis for control failures
- Identify operational, regulatory, market conduct, and fraud-related risks across processes
- Challenge existing processes and recommend improvements to strengthen the control environment
- Prepare control testing reports, management dashboards, KPIs, KRIs, and risk metrics
- Present findings and recommendations to Business, Risk, Compliance, and Senior Management stakeholders
- Track audit observations, remediation actions, and closure status to ensure timely resolution
- Maintain testing documentation, evidence repositories,



and governance records
- Analyze large datasets to identify control breaches, regulatory exceptions, fraud patterns, rogue trading indicators, and unusual transactions
- Collaborate closely with Middle Office, Back Office, Compliance, Audit teams, and 3LOD stakeholders globally
- Take end-to-end ownership of assigned controls testing and assurance activities.

Key skills required:

- 5-8 years of experience in Controls Testing, Operational Risk, Audit, Risk & Controls, or Assurance functions
- Strong domain knowledge of Investment Banking and Wealth Management operations
- Hands-on experience in Corporate Actions, Trade Settlements, Middle Office, and Back Office processes
- Good understanding of Operational Risk Management and Internal Controls Frameworks
- Experience in Control Testing Methodologies, Audit & Assurance, and Regulatory Compliance
- Strong knowledge of Risk Assessment, Root Cause Analysis, Incident Management, and Governance & Controls
- Ability to identify control gaps, assess risks, and recommend remediation actions
- Advanced Excel skills with experience in dashboards, reporting, and data analysis
- Experience analyzing large datasets for risk indicators, exceptions, and control breaches
- Solid stakeholder management skills with the ability to engage and challenge constructively
- Excellent analytical thinking, problem-solving, communication, and presentation skills
- High attention to detail with the ability to work independently and drive activities end-to-end
- Bachelor's degree in Finance, Commerce, Business, Accounting, or a related discipline preferred.

📌 Controls Testing | Assurance - Tech Advisory | Bengaluru | Controls
🏢 Deloitte
📍 Bengaluru