VP – Fund Operations, Execution and Compliance About Us

We are seeking an experienced operations and compliance skilled to lead and scale our middle-office, execution, portfolio operations, and regulatory compliance functions. This role will work closely with Fund Managers and Partners and will be responsible for establishing institutional-grade operational processes, regulatory frameworks, and execution controls as the business continues to grow.

Key Responsibilities

Portfolio Operations & Administration
- Oversee all PMS operational activities across the investment lifecycle
- Manage investor onboarding, account opening, KYC, AML, FATCA, CRS, and related documentation processes
- Supervise portfolio reconciliations, expense allocations, corporate actions, and accounting processes
- Coordinate with custodians, brokers, depositories, auditors, and legal advisors
- Ensure accurate maintenance of investor records, transaction records, and operational documentation
- Monitor portfolio cash flows, investments, withdrawals, and related transactions





Trade Execution & Middle Office
- Oversee execution of equity, derivatives, debt, ETF, and other permissible securities transactions
- Ensure timely order placement, trade allocation, settlement monitoring, and exception management
- Establish and maintain robust trade controls, maker-checker frameworks, and best execution practices
- Liaise with brokers and custodians to resolve execution and settlement-related issues
- Monitor portfolio-level exposures, leverage, concentration limits, and regulatory restrictions

Compliance & Regulatory Oversight
- Lead compliance functions relating to SEBI PMS Regulations, PMLA requirements, and applicable exchange regulations
- Ensure timely submission of all regulatory filings, disclosures, and reporting requirements
- Develop and maintain compliance monitoring frameworks and internal control systems
- Coordinate regulatory inspections, internal audits, compliance reviews, and st

📌 VP – Fund Operations, Execution and Compliance (Mumbai)
🏢 Neuraleap Technologies Group
📍 Mumbai