18 Sep
|
Third Bridge
|
Mumbai
18 Sep
Third Bridge
Mumbai
Third Bridge is a leading global research firm established in 2007, with a team of over 1,500 employees worldwide dedicated to fueling decisions with expert insights. We accelerate and enhance decision-making for investors and business leaders by unearthing unique expert insights across multiple sectors, geographies, and topics.
For nearly 20 years, we’ve helped clients access knowledge on demand from experts, in-person and through our Library covering over 65,000 companies.
We are looking for a meticulous and proactive Compliance Audit Associate to join our team during a period of rapid global expansion. In this role, you will serve as a primary line of defence, ensuring the rigorous application of our compliance policies and procedures across all international offices. As a key member of a energetic, high-performing team, you will conduct internal audits of the entire consultation lifecycle—from initial expert vetting to client interaction—to mitigate risk and uphold the industry-leading standards that define the Third Bridge compliance framework.
Please Note:
This is an internal Compliance Audit role within a non-regulated organization, focused on assessing adherence to the company’s compliance framework, identifying design and control gaps, and investigating instances of potential non-compliance.
Responsibilities:
- Conduct internal compliance audits using the organization’s compliance framework to assess adherence to policies, processes, and controls.
- Perform Design Gap Assessments (DGA) to evaluate control design and identify process and compliance gaps.
- Support targeted finance and expense audits, focusing on process and control compliance rather than statutory/financial reporting requirements.
- Assist with investigations and reviews of red flags, suspected non-compliance, and control breaches, including root-cause analysis and documentation of findings.
- Prepare audit workpapers, summarize observations, and support management in developing practical
📌 Associate, Compliance Audit (Mumbai)
🏢 Third Bridge
📍 Mumbai