Role & responsibilities
Conducting onsite/remote inspection of members/ Authorised Persons of Members including surprise visits / Joint Inspection of members along with SEBI as per the TAT (Average 6 inspections per month)
Individual Development Plan (IDP)- Self-development. -Undertaking various e-learning programmes Certification exams or taking part in various training programmes.
Creating compliance awareness amongst members.
Sharing mandatory compliance requirements with best practices with members.

Organising

Member compliance workshop.
Preparation & Verification of Inspection reports and checklists. -Submission of Data to Exchange post inspection and correctness of Data/information between checklist and Report
Analysis of alert w.r.t online monitoring of margin reporting and client fund monitoring calculation.
Maintaining high standards of Governance.
Strengthen Regulatory compliance

Preferred candidate profile
Educational Qualification
Chartered Accountant
MBA in Finance
Experience
0 to 2 years of relevant work experience. Preferably from Stock Exchange/Broking industry having experience in managing Audit functions in well-established and recognized Exchange/Firm

📌 Senior Executive Member Inspection New Delhi (India)
🏢 NCDEX Limited (Formerly known as National Commodity and Derivatives Exchange
📍 India