Senior Compliance Officer - merchant banking

Location: Mumbai, India

Budget: Up to ₹15 LPA

Experience Level: Senior Level

Key Responsibilities:

- Ensure compliance with regulatory requirements and internal policies for all merchant banking operations.
- Oversee and manage end-to-end IPO mandates, ensuring adherence to legal and regulatory frameworks.
- Conduct regular compliance audits and assessments to identify potential risks and areas for improvement.
- Develop and implement compliance programs and training for staff to promote a culture of compliance.
- Liaise with regulatory authorities and ensure timely submission of necessary documentation.
- Monitor changes in regulations and assess their impact on the company’s operations.
- Prepare compliance reports for senior management and the board of directors.

Qualifications:

- Mandatory: Qualified Company Secretary (CS).




- Minimum of 3 years of experience in a listed merchant banking company.
- Proven experience in managing IPO mandates from inception to completion.
- Robust understanding of compliance regulations in the financial sector.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.

Why Join Us:

- Opportunity to work in a dynamic environment with a leading merchant banking firm.
- Competitive salary and benefits package.
- Professional growth and development opportunities.

Pay: ₹1,000,000.00 - ₹1,500,000.00 per year

Experience

- merchant banking: 3 years (Required)

Location:
- Mumbai, Maharashtra (Mumbai, Mumbai District) (Required)

Work Location: In person

📌 Senior Compliance Officer (Merchant Banking-Qualified CS) (Mumbai City)
🏢 Al-Fahad
📍 Mumbai City