19 Sep
|
Jainam Share Consultants
|
Coimbatore North
19 Sep
Jainam Share Consultants
Coimbatore North
Jainam Broking Limited
- 2 days ago
Location
SNS
Department
Account Opening - JBL
Employment Type
Full-time
Applications Received
7
Closes On
1 Oct, 2026
Job Summary The KYC Apprentice will support the KYC and Compliance team in onboarding clients and maintaining regulatory compliance as per SEBI, NSE/BSE, and other applicable regulations. This role is ideal for candidates looking to build a career in financial services, compliance, and operations within a stock broking workplace.
Key Responsibilities
- Assist in client onboarding and KYC documentation verification (individual & non-individual clients)
- Verify client documents such as PAN, Aadhaar, address proof, bank proof, and photographs
- Perform data entry and validation in KYC systems and back-office software
- Support CKYC uploads, KRA checks, and modifications
- Ensure KYC records comply with SEBI, AML, and internal compliance policies
- Coordinate with clients, relationship managers, and internal teams for pending or incorrect documentation
- Maintain proper records, logs, and audit trails
- Assist in periodic KYC reviews and re-KYC processes
- Handle basic client queries related to KYC requirements
- Support the team during internal and external audits
Eligibility Criteria
- Graduate or pursuing graduation in Commerce, Finance, Business Administration, or related fields
- Freshers are welcome; prior internship experience in BFSI is an advantage
- Basic understanding of stock market operations and financial products is preferred
Skills & Competencies
- Basic knowledge of KYC, AML, and compliance norms
- Attention to detail and accuracy
- Good communication and coordination skills
- Proficiency in MS Excel, Word, and basic computer applications
- Ability to handle confidential information responsibly
- Willingness to learn regulatory frameworks and processes
Learning & Development Opportunities
- Hands-on exposure to KYC & Compliance operations in a stock broking firm
- Understanding of SEBI regulations, client onboarding, and brokerage operations
- Mentorship from experienced compliance professionals
- Certificate/Experience Letter upon successful completion
📌 Executive - Account Opening (Coimbatore North)
🏢 Jainam Share Consultants
📍 Coimbatore North