We are looking for two dedicated Compliance Officers to join our Legal & Compliance team, one for Portfolio Management Services and one for Alternative Investment Funds.

What You'll Do:

▸ Ensure end to end compliance with SEBI PMS / AIF Regulations, circulars, and guidelines

▸ Monitor fund operations, onboarding, KYC/AML, investment restrictions, portfolio limits, and investor disclosures

▸ Handle SEBI regulatory filings, inspections, audits, and correspondence

▸ Review marketing material, PPMs, performance disclosures, and client communications

▸ Develop and implement compliance policies, SOPs, and monitoring programmes

▸ Track regulatory changes and ensure timely implementation

▸ Prepare compliance MIS and periodic reports for senior management and Board





Who We're Looking For:

▸ 3-5 years of experience in a SEBI-regulated entity : PMS, AIF, Mutual Fund, Broking, or Investment Advisory

▸ Post Graduate in Law. CS or CA preferred.

▸ NISM certification is an advantage

▸ Solid knowledge of SEBI regulations, compliance monitoring, and risk assessment

Why Monarch:

▸ AIF AUM: ₹1,000+ Crore , one of India's fastest-growing AIF platforms

▸ PMS AUM: ₹261 Crore , 14.68% outperformance in just 6 months

▸ 8 business verticals. ₹1,000 Crore+ networth. Zero long-term debt.

📌 Compliance Officers — PMS & AIF (Mumbai)
🏢 monarch networth capital
📍 Mumbai