SVP Trade Surveillance || Global Bank || Pune
Experience- 14+ years

Responsibilities-

Continuously monitoring market activity, including order flow, prices, trading volumes, and communications, to identify potential irregularities or market misconduct.
Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct.
Ongoing monitoring of scenarios and performing testing of model scenarios to help evidence that scenarios are performing as intended,
Monitoring market activities continuously, including order flows, prices, trading volumes, and potentially communications to identify potential irregularities or market misconduct.

Skills/Basic Qualifications:
A proven track record in contributing to the ongoing maintenance and improvement of a Markets Surveillance program




Strong understanding of Market Surveillance risks/typologies and how they present themselves in the underlying data and transaction flows of the various products traded at Barclays
Valuable understanding of the power of analytics to supplement global surveillance strategies
Detailed understanding of applicable regional and global laws and regulations which govern and inform surveillance activities (e.g. MiFID II, MAR etc)
Excellent understanding of how Compliance and its sub-functions interact with each other and the business, and how Surveillance works with these areas to meet our functional objectives.

📌 SVP Trade Surveillance (Pune)
🏢 Credence HR Services
📍 Pune