About Axis Max Life

Axis Max Life Insurance Limited, formerly known as Max Life Insurance Company Ltd., is a joint venture between Max Financial Services Limited (“MFSL”) and Axis Bank Limited.

Axis Max Life Insurance offers comprehensive protection and long-term savings life insurance solutions through its multi-channel distribution, including agency and third-party distribution partners. It has built its operations over two decades through a need-based sales process, a customer-centric approach to engagement and service delivery, and a well-trained human capital.

Axis Max Life has been consistently ranked among the best workplaces by the GPTW Institute, reflecting its commitment to creating a positive and empowering work environment.

#ComeAsYouAre LGBTQIA+ and PwD candidates of all ages are encouraged to apply

Job Description:

1. Manage Compliance Reviews:

- Creating the compliance review program / work plan

- Carrying out independent and in-depth compliance reviews for corporate functions

- Prepare work papers documenting the review procedures performed and prepare review reports

- Formulating process of tracking and closing identified compliance issues

- Follow-up to determine implementation of corrective and preventive actions - track and validate implementation status of highlighted issues

- Ensuring record maintenance of all compliance reviews for future review and record retention purposes





- Close looping of completed reviews with respective process owners for review closures

- Reporting key compliance outages in various management committees and the Board subcommittees like Audit Committee/Risk Committee

2. Manage compliance under SEBI (Prohibition of Insider Trading) Regulations

- Updating Model code of conduct (“Code”) for Access Persons as per SEBI (Prohibition of Insider Trading Regulations), as amended from time to time and IRDAI Investment regulations

- Maintaining a list of Access Persons and obtaining periodic self-declarations within defined timelines in accordance with the Code

- Assisting Chief Compliance Officer in evaluation and providing trade approvals / rejections for trade requests to the Access Persons within defined timelines in accordance with the Code

- Review of adherence to the Code

Carrying out

3. Coordinate with all relevant stakeholders and ensure smooth conduct of regulatory inspections/observations end to end, with minimum regulatory outages

4. Build compliance culture

- Contribution in various initiatives/activities for promoting compliance culture within Axis Max Life

- Bringing and executing current ideas to promote compliance culture

5. Carrying out special projects as may be assigned from time to time

Work experience

Minimum 9+ years

Qualification

CA/LLB/CS/MBA

State:

Home Office

Branch:

Gurugram HO

Department:

Legal

Function:

Legal - Compliance

Posted On:

27-May-2026

📌 Senior Manager - Compliance (India)
🏢 AxisMaxlife
📍 India