SVP Trade Surveillance || Global Bank || Pune

nExperience- 14+ years

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nResponsibilities-

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- Continuously monitoring market activity, including order flow, prices, trading volumes, and communications, to identify potential irregularities or market misconduct.
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- Conducting in-depth investigations to gather evidence and assess the risk of market manipulation, insider trading, or other misconduct.
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- Ongoing monitoring of scenarios and performing testing of model scenarios to help evidence that scenarios are performing as intended,
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- Monitoring market activities continuously, including order flows, prices, trading volumes, and potentially communications to identify potential irregularities or market misconduct.
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nSkills/Basic Qualifications:

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- A proven track record in contributing to the ongoing maintenance and improvement of a Markets Surveillance program
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- Strong understanding of Market Surveillance risks/typologies and how they present themselves in the underlying data and transaction flows of the various products traded at Barclays
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- Positive understanding of the power of analytics to supplement global surveillance strategies
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- Detailed understanding of applicable regional and global laws and regulations which govern and inform surveillance activities (e.g. MiFID II, MAR etc)
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- Excellent understanding of how Compliance and its sub-functions interact with each other and the business, and how Surveillance works with these areas to meet our functional objectives.
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📌 SVP Trade Surveillance (Pune)
🏢 Credence HR Services
📍 Pune