WBO:CCMO-Compliance & MIS-HeadINTERNAL USAGE:No. of Vacancies: Reports to:Head CCM)Is a Team leader?YTeam Size:3 Grade:Assistant Vice PresidentBusiness:Corporate CentreDepartment:�Wholesale Banking OperationsSub-Department:CCMOLocation: NPC I, Airoli, Navi MumbaiAbout Explain:
� The function of the department � The department handles operations and compliance relating to Bank as a SEBI registered Depository Participant of CDSL and NSDL.
� Importance and contribution towards the organization � All operations are centralized and handled by the Department. Department official is the designated Compliance Officer for SEBI/NSDL/CDSL.
About the Role
Why does the role exist?
To handle Compliance related to Depository Services (SEBI/NSDL/CDSL) which includes regulatory filing, regulatory correspondence, internal compliance, circular issuance, etc. Act as a Nodal Compliance Officer for the department.

What is its contribution towards the organization?
Ensure that the Bank is compliant with all SEBI/CDSL/NSDL compliance requirements and other internal compliance requirements.





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3 staff
Key Responsibilities� To act as Nodal Compliance Officer for the Depository Services department
� Ensure compliance of all regulatory / internal guidelines including regulatory periodic filing, reply to regulatory letters / circulars within the deadline time specified by the regulator.
� Handle directives received from statutory authorities
� Prepare circulars for issuance to Branches
� Handle inspection of SEBI / NSDL / CDSL, ensure compliance of observations made by the SEBI / NSDL / CDSL inspection team, draft compliance notes / letters regarding submission of inspection observation compliance to SEBI / NSDL / CDSL before the deadline time specified by them.
� Coordinate with Branches for regulatory inspections (NSDL / CDSL)
� Co-ordina

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