About this role:
Wells Fargo is seeking a Compliance Senior Manager
In this role, you will:
- Manage and lead team with the implementation of the companywide compliance program with moderate to high risk complexity
- Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements
- Provide compliance risk and regulatory expertise for compliance program elements
- Identify and recommend opportunities for process improvement and risk control development
- Lead the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management
- Report on the Compliance Program to more experienced compliance leaders, committees, and appropriate business management
- Make decisions and resolve issues to meet business objectives
- Interpret policies, procedures, and compliance requirements
- Collaborate and influence all levels of professionals including managers
- Build relationships with corporate, business leaders, Legal, Audit,
regulators and industry partners on risk related topics
- Lead team to achieve objectives
- Manage allocation of people and financial resources for Compliance
- Develop and guide a culture of talent development to meet business objectives and strategy
Required Qualifications:
- 7+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- 3+ years of management or leadership experience
Desired Qualifications:
- 12+ years of experience in Compliance, Market Conduct, Surveillance or related control functions.
- Significant experience managing Trade Surveillance and/or Communications Surveillance programs within a global financial institution.
- Proven people leadership experience managing teams across multiple compliance disciplines.
- Demonstrated experience engaging with senior stakehol