This job is with Standard Chartered Bank, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ business community. Please do not contact the recruiter directly. Key Responsibilities Strategy • Ensure compliance with all group and country policies, code of conduct, statutory regulations and laws • Ensure that the Bank's and client's interests are covered in all instances • Ensure that regulator, internal and group compliance requirements (including Anti Money laundering & Zero Tolerance guidelines) are compiled at all times • To suggest process, change if local conditions warrant making the processes stronger • To ensure that proper risk classification is done at the time of approving transactions • To complete review of all relevant reports • Ensure that audit rating of 'satisfactory' and above is maintained for all internal and external audits with the section • Ensure completion of EOD processes • To ensure that the month-end activities and regulatory reporting are done within defined timelines • Ensure punctuality and discipline • Work in shifts whenever required • Cross-skilling - To act as back-up Business • Provides best in service to support to address client's queries and issues • Ensures all the information transactions are processed as per the agreed deadline. • Ensures all the instructions are processed well with in the market deadline. • Ensures all the procedures laid down in the Departmental Operating Instructions and the Key Control Standards are adequately followed. Processes • To manage and interact within the Unit/Brokers / Exchanges / Depositories/Regulator's/Internal Stakeholders with respect to all equity deals, SLB, OFS trades of clients. • Timely and Accurate Regulatory Reporting. • To undertake periodic self-assessment on key controls to assess the proper functioning and adequacy of existing controls. Assist in coordinating, facilitating and promoting understanding of operational risk and in implementation

📌 Manager Equities (Mumbai)
🏢 Standard Chartered Bank
📍 Mumbai