Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.
Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a robust, ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Job Description
Plan and execute basic to complex portions of the Risk and Control Services plan,
including audit activities and SOX/MAR/FDICIA compliance activities and presenting objectives and results to various levels of management. Execute on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes. Supervise and lead assigned projects, while providing leadership to peers and others as needed in the work assigned. Manage the scope, schedule, and deliverables of assigned work.
Key Responsibilities
- Be responsible for planning and executing basic to complex portions of the Risk and Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities.
- Present work objectives and results to various levels of management that focuses on the impact of control deficiencies.
- Execute on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
- Complete
📌 Senior Lead Auditor (Gurugram)
🏢 Ameriprise
📍 Gurugram
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