The CoinDCX Journey: Building Tomorrow, today

At CoinDCX, we believe ‘CHANGE STARTS TOGETHER’. You are the driving force
that will help us make Web3 accessible to all.

In the last six years, we have skyrocketed from being India’s first crypto
unicorn to carrying a community of over 125 million with us. To continue
maximising the adoption and acceleration of Web3, we are now focused on
developing cutting-edge products, addressing accessibility and security
challenges, and bridging the gap between people and Web3 technologies.

While we go ahead and keep dominating the Web3 world, we would like to HODL
you on our team! Join our team of passionate innovators who are breaking
barriers and building the future of Web3. Together, we will make the complex
simple, the inaccessible accessible, and the impossible possible. Boost your
innovation to an ALL TIME HIGH with us!

Inside CoinDCX’s Compliance Team

Our Compliance team ensures CoinDCX operates with integrity and within
regulatory frameworks, navigating the complex world of blockchain with
precision. We’re dedicated to maintaining the highest standards of compliance
to protect our business and users. If you’re detail-oriented and have a strong
understanding of regulatory landscapes, join us in safeguarding the future of
digital finance.

About the Role

The Compliance Officer (“CO”) will be responsible for establishing,
implementing and independently overseeing the regulatory compliance framework
for the Company’s Broker-Dealer and Introducing Broker operations in GIFT IFSC.
The CO will monitor adherence to applicable IFSCA regulations, circulars,
directions and other regulatory requirements and provide independent compliance
advice, monitoring and challenge to the business.

You need to be a HODLer of these

* A professional qualification or postgraduate degree/postgraduate diploma of
at least one year in Finance, Law, Accountancy, Business Management, Commerce,
Economics, Capital Markets, Banking, Insurance, Actuarial Science, FinTech,
Science, Technology, Engineering or Mathematics; or CFA / FRM; or such other
relevant qualification as may be specified by IFSCA. Provided that minimum two
years of experience in the financial services market. Experience in another
field may be considered with at least two years of work experience in a
compliance-related role or function.
* Alternatively, a graduate degree in any discipline with at least five years
of work experience in the financial services market, in accordance with
applicable IFSCA requirements.
* A recognised Bachelor of Laws (LL.B.) are also specifically eligible
* Relevant experience in capital markets compliance, securities/brokerage
regulation, regulatory compliance,



AML/CFT or financial-services compliance is
preferred.
* Strong understanding of IFSCA regulations, Broker-Dealer requirements,
regulatory reporting, client protection and compliance-monitoring frameworks.
* Strong regulatory interpretation, analytical, monitoring and documentation
skills.
* Ability to exercise independent judgement, challenge and escalation on
regulatory and compliance matters.
* Strong stakeholder-management skills, including interaction with
regulators, exchanges, auditors and senior management.
* High standards of integrity, independence and regulatory judgement.
* Must be based out of the IFSC, as required under applicable IFSCA
regulations.
* Must complete certification course "Regulatory Framework for Capital Market
Intermediaries in IFSC (ICSI)" as prescribed by IFSCA.

You will be mining through these tasks

* Establish, implement and maintain an effective regulatory compliance
framework for the Broker-Dealer and Introducing Broker activities and monitor
ongoing compliance with the IFSCA (Capital Market Intermediaries) Regulations,
applicable Broker-Dealer requirements, exchange requirements and circulars and
directions.
* Act as a key point of contact for IFSCA, recognised stock exchanges (India
INX/ NSE IX) and other relevant authorities on compliance-related matters, as
applicable.
* Maintain a regulatory obligations and compliance calendar and oversee
timely completion of regulatory filings, returns, disclosures, certifications
and other periodic obligations.
* Monitor regulatory developments and assess their impact on the business
products, processes, policies and control framework and ensure relevant
policies, procedures and SOPs are updated accordingly.
* Oversee compliance with applicable requirements relating to client
onboarding, KYC/CDD, AML/CFT, sanctions screening, transaction monitoring and
record keeping, in coordination with designated AML personnel and relevant
operational teams.
* Oversee compliance with applicable net worth, capital adequacy and other
prudential requirements, in coordination with Finance and Compliance.
* Conduct periodic compliance monitoring, testing and reviews to assess
adherence to regulatory requirements and internal policies and escalate
regulatory breaches or material compliance risks, and track corrective actions
to closure.
* Review and provide compliance advice/sign-off,



as appropriate, for new
products, material process changes, client journeys and third-party
arrangements prior to implementation.
* Monitor compliance with requirements relating to client funds and
securities/assets, segregation, conflicts of interest, investor protection and
conduct of business, wherever applicable.
* Review applicable client agreements, disclosures, risk disclosures and
regulatory communications from a compliance perspective.
* Coordinate regulatory inspections and compliance audits, including tracking
observations, remediation and maintaining appropriate records to support
regulatory and audit readiness.
* Provide periodic compliance reporting to the Board and/or relevant
committees, as applicable and provide periodic regulatory and compliance
training and promote awareness of applicable regulatory obligations.
* Maintain appropriate compliance records and documentary evidence to support
regulatory and audit readiness.
* Provide independent compliance advice and challenge business, operations,
product and technology teams.

Are you the one? Our missing block

* You are curious and knowledge-driven, with a strong interest in capital
markets, broker-dealer activities, and regulatory developments, and are always
eager to deepen your understanding and stay ahead in an evolving landscape.
* You are proactive and analytical, with the ability to navigate evolving
regulatory requirements, identify potential risks, and contribute to building
robust compliance frameworks in a dynamic environment.

Perks That Empower You

Our benefits are designed to make a lasting impact on your life, giving you
the freedom to create a work-life balance that truly suits you.

* Design Your Own Benefit: Tailor your perk package to fit your unique needs.
Whether you’re eyeing a new gadget or welcoming a furry friend into your life,
our flexible benefits ensure that you can prioritise what matters most to you.
* Unlimited Wellness Leaves: We believe in the power of well-being. Take the
time you need to recharge, knowing that your health is our priority. With
unlimited wellness leaves, you can return refreshed, ready to build and grow.
* Mental Wellness Support: Your mental health is as significant as your
professional growth. Benefit from access to health experts, free counseling
sessions, monthly wellness workshops, and regular team outings, all designed to
help you stay balanced and connected.
* Bi-Weekly Learning Sessions: These sessions are more than just
updates—they’re opportunities to fuel your growth. Stay ahead with the latest
industry knowledge, sharpen your skills, and accelerate your career in an
ever-evolving landscape.

📌 Compliance Officer (Gandhinagar)
🏢 Risk and Compliance
📍 Gandhinagar