Summary: This role is for Mutual Fund, Hedge Fund & Private Equity Industry which includes functions like Subscription, Redemption, AML, Payment, Reporting, Capital Call, Distribution Call etc. The incumbent needs to understand the laws of the region supported and perform day-to-day work in accordance with procedure set for an activity. The role needs to work in rotational shift and there would be shifts starting at 1.30 PM.

ESSENTIAL DUTIES AND RESPONSIBILITIES

This role offers the opportunity for the successful candidate to join a dynamic team and to develop their knowledge and skills base to enjoy a career in AML/Investor Services in the Funds industry.
Accurately process and / or review investor information with specific reference to AML
Independently liaise in a timely and skilled manner with the Investor Servies/Dealing Team, AML Team Leads to complete the client review process
Carry out AML reviews, reviews of Incorporation and KYC documents, financial Sanction & PEP screenings and independent research on recent/onboarding and existing investors




Review of investor accounts of varying degrees of complexity to ensure the relevant Customer Due Diligence requirements are met
Maintain an up-to-date knowledge of AML regulation and best practice and uses this knowledge to promote enhancements to Waystone’s AML processes and procedures
Maintain checklists/procedures in relation to the AML process
Ensure all internal and external service levels and regulatory deadlines are met
Ensure Quality targets are met
Provide money movement notification to the client(s) and prepare wire instructions for money movement for fund investor activity
Serve as client operational contact for AML and maintain positive relationship with clients.
Query, problem and error resolution on a timely basis
Strictly adhere to established departmental procedures and controls
Work on Projects / Ad-hoc tasks as required
Demonstrate team player qualities within Investor Ser

📌 Aml Associate/senior Associate Mumbai (India)
🏢 Waystone Governance
📍 India